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Craig Mitchell

Fifth Third Securities, Inc.

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-01-17
  • OH RA
    APPROVED
    Since 2017-01-17

Branch Locations

5001 Kingsley Drive, Cincinnati, OH 45263 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 08/2010 11/2016
Unemployed Cincinnati OH 11/2016 01/2017
Fifth Third Securities Cincinnati OH 01/2017 Present
  • 08/2010 → 11/2016
    Fifth Third Securities
    Cincinnati, OH
  • 11/2016 → 01/2017
    Unemployed
    Cincinnati, OH
  • 01/2017 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2010-08-20 → 2016-11-07
    Fifth Third Securities, Inc.
    Mason, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2006-03-15 → 2010-05-24
    Truist Investment Services, Inc.
    Nashville, TN
    Brentwood, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Brentwood, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-11
  • S66 Uniform Combined State Law Examination
    2004-07-11
Other Names
  • Craig Steven Mitchell

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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