Best Investors
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Account
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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-17 |
| NJ | RA | APPROVED | 2023-07-11 |
| NC | RA | APPROVED | 2022-10-12 |
| GA | RA | APPROVED | 2021-01-27 |
| HI | RA | APPROVED | 2019-03-06 |
| IL | RA | APPROVED | 2019-03-06 |
| RI | RA | APPROVED | 2019-03-06 |
| TX | RA | APPROVED | 2018-09-07 |
| CA | RA | APPROVED | 2018-08-01 |
Branch Locations
5075 Shoreham Place Suite 230, San Diego, CA 92122 • United States
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group, Llc | San Diego | CA | 05/2004 | 07/2018 |
| Financial Designs Ltd | San Diego | CA | 03/2005 | Present |
| Concorde Investment Services, Llc | Livonia | MI | 08/2018 | Present |
| Concorde Asset Management, Llc | Livonia | MI | 08/2018 | Present |
(1)INVESTMENT ADVISOR AND REGISTERED REPRESENTATIVE OF DBA "FINANCIAL DESIGNS, LTD" OFFERING SECURITIES AND ADVISORY SERVICES SINCE 2005. INVESTMENT RELATED. 50% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2)CO-HOST OF THE 'FINANCIAL ADVISORS' WEEKLY RADIO SHOW. 1 HOUR/WEEK SPENT, BROADCAST THROUGH KOGO AM 600 IN SAN DIEGO. (3) CONCORDE ASSET MANAGEMENT, LLC, INVESTMENT RELATED, LIVONIA, MI, INVESTMENT ADVISOR REP OFFERING INVESTMENT ADVISORY SALES AND SERVICE. FULL TIME. (4) FINANCIAL DESIGNS PLANNING, INC., INV RELATED, START DATE: MARCH 2020, SAN DIEGO, CA. FINANCIAL PLANNING, INVESTMENT ADVICE, SECURITIES SALES, SUPPORT OTHER RR AND IAR OF BRANCH. 1-5 HOURS/MONTH DURING BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-28 |
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