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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-11
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

906 West Jefferson Street, Floor 02, Shorewood, IL 60404 • United States

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dreamlander Eco-Adventure Tours Naples FL 03/2012 10/2017
J.P. Morgan Securities Llc Shorewood IL 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Lemont, IL
    Frankfort, IL
    Frankfort, IL
    Orland Park, IL
    Oak Lawn, IL
    Naperville, IL
    Orland Park, IL
    Naperville, IL
    Montgomery, IL
    Warrenville, IL
    Elmhurst, IL
    Geneva, IL
    Elmhurst, IL
    Batavia, IL
    Batavia, IL
    Elgin, IL
    Carol Stream, IL
    Elgin, IL
    Elgin, IL
    Elgin, IL
    Elgin, IL
    Glen Ellyn, IL
    Winfield, IL
    Woodridge, IL
    Hinsdale, IL
    La Grange, IL
    Willowbrook, IL
    Aurora, IL
    Willowbrook, IL
    Downers Grove, IL
    Naperville, IL
    Aurora, IL
    Oak Brook, IL
    Naperville, IL
    Naperville, IL
    Woodridge, IL
    Naperville, IL
    Downers Grove, IL
    Countryside, IL
    Western Springs, IL
    Crest Hill, IL
    Downers Grove, IL
    Naperville, IL
    Naperville, IL
    Carol Stream, IL
    Evanston, IL
    Naperville, IL
    Lake In The Hills, IL
    Algonquin, IL
    St. Charles, IL
    Wheaton, IL
    St. Charles, IL
    St. Charles, IL
    Wheaton, IL
    Wheaton, IL
    Streamwood, IL
    South Elgin, IL
    Naperville, IL
    Glen Ellyn, IL
    East Dundee, IL
    St. Charles, IL
    Oswego, IL
    Aurora, IL
    Channahon, IL
    Bolingbrook, IL
    Morris, IL
    Lockport, IL
    Oswego, IL
    Yorkville, IL
    Oswego, IL
    Aurora, IL
    Bolingbrook, IL
    Romeoville, IL
    Surgar Grove, IL
    Shorewood, IL
    Bolingbrook, IL
    Oswego, IL
    Carol Stream, IL
    Algonquin, IL
    Downers Grove, IL
    St. Charles, IL
    Shorewood, IL
  • 2005-06-15 → 2005-07-06
    Banc One Securities Corporation
    Shorewood, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-14
S63 Uniform Securities Agent State Law Examination 2000-02-10
  • S66 Uniform Combined State Law Examination
    2005-06-14
  • S63 Uniform Securities Agent State Law Examination
    2000-02-10
Other Names
  • Jeff Michael Slattery

View on SEC IAPD

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