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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-07
IN RA APPROVED 2025-07-07
TX RA APPROVED_RES 2025-07-07
  • IL RA
    APPROVED
    Since 2025-07-07
  • IN RA
    APPROVED
    Since 2025-07-07
  • TX RA
    APPROVED_RES
    Since 2025-07-07

Branch Locations

2611 Chicago Street Unit A, Valparaiso, IN 46383 • United States

617 Rollingwood Drive, Shorewood, IL 60404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Shorewood IL 01/2022 10/2022
Suncast Corporation Batavia IL 04/2013 01/2022
Commonwealth Financial Waltham MA 10/2022 07/2025
Kestra Investment Services, Llc Shorewood IL 07/2025 Present
Kestra Advisory Services, Llc Shorewood IL 07/2025 Present
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BRIGHTWAY WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2025 ADDRESS: 617 Rollingwood Drive, Shorewood IL 60404, United States DESCRIPTION: Provide financial direction regarding investments, savings, and longterm goals. Insurance analysis and implementation. Succession planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-22
  • S66 Uniform Combined State Law Examination
    2022-03-22
Other Names
  • Dave Haldeman

View on SEC IAPD

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