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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-07-16
  • IL RA
    APPROVED
    Since 2019-07-16

Branch Locations

251 Brook Forest Avenue, Shorewood, IL 60431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Midwest Bank Joliet IL 12/2014 06/2019
Lpl Financial Llc Joliet IL 04/2015 06/2019
Fifth Third Bank Aurora IL 07/2019 Present
Fifth Third Securities Aurora IL 07/2019 Present
  • 12/2014 → 06/2019
    First Midwest Bank
    Joliet, IL
  • 04/2015 → 06/2019
    Joliet, IL
  • 07/2019 → Present
    Fifth Third Bank
    Aurora, IL
  • 07/2019 → Present
    Fifth Third Securities
    Aurora, IL
Previous Registrations
Other Businesses

Love the Place Homes - 627 Bush St., DeKalb, IL 60115 - home rental - owner - 4 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------------ rental property - 19006 E.Round Mountain Rd., Catoosa, OK 74015 - owner/landlord - 4 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-23
  • S66 Uniform Combined State Law Examination
    2015-06-23
Other Names
  • Cynthia M Fender
  • Cynthia M Fender
  • Cynthia M Walters

View on SEC IAPD

Other Firms

Other Investors

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