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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

621 Rollingwood Dr, Shorewood, IL 60404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delco Financial Shorewood IL 05/2010 Present
Summit Brokerage Services Shorewood IL 03/2011 09/2019
Summit Financial Group Shorewood IL 03/2011 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Delco Financial Group, Inc. Shorewood IL 05/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2010 → Present
    Delco Financial
    Shorewood, IL
  • 03/2011 → 09/2019
    Summit Brokerage Services
    Shorewood, IL
  • 03/2011 → 05/2021
    Summit Financial Group
    Shorewood, IL
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2010 → Present
    Delco Financial Group, Inc.
    Shorewood, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-03-22 → 2021-05-20
    Summit Financial Group Inc
    Shorewood, IL
  • 2008-10-01 → 2010-04-30
    Oakbrook Terrace, IL
    Wheaton, IL
    Wheaton, IL
  • 2008-02-15 → 2008-10-01
    J.P. Morgan Securities Inc.
    Wheaton, IL
Other Businesses

(1) NOTARY PUBLIC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY; STARTED 5/14/2011 (2) ST. JOHN'S CHURCH; NOT INVESTMENT RELATED; 750 AURORA AVE, NAPERVILLE, IL 60540; VOLUNTEER; SUNDAY SCHOOL TEACHER; STARTED 9/17/2017; APX 4 HOURS/MONTH, NONE DURING TRADING; TEACHING EACH SUNDAY FOR ONE HOUR; (3) NAME OF OTHER BUSINESS: DELCO FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2020, POSITION/TITLE/RELATIONSHIP: REGISTERED ASSISTANT, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: DELCO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2010, POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSISTANT, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-14
S63 Uniform Securities Agent State Law Examination 2005-03-11
  • S66 Uniform Combined State Law Examination
    2008-02-14
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11
Other Names
  • Jen Basso
  • Jenny Basso
  • Ginevra Diana Basso

View on SEC IAPD

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