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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delco Financial | Shorewood | IL | 05/2010 | Present |
| Summit Brokerage Services | Shorewood | IL | 03/2011 | 09/2019 |
| Summit Financial Group | Shorewood | IL | 03/2011 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Delco Financial Group, Inc. | Shorewood | IL | 05/2010 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NOTARY PUBLIC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY; STARTED 5/14/2011 (2) ST. JOHN'S CHURCH; NOT INVESTMENT RELATED; 750 AURORA AVE, NAPERVILLE, IL 60540; VOLUNTEER; SUNDAY SCHOOL TEACHER; STARTED 9/17/2017; APX 4 HOURS/MONTH, NONE DURING TRADING; TEACHING EACH SUNDAY FOR ONE HOUR; (3) NAME OF OTHER BUSINESS: DELCO FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2020, POSITION/TITLE/RELATIONSHIP: REGISTERED ASSISTANT, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: DELCO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2010, POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSISTANT, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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