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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-08-18
IL RA APPROVED 2025-07-18
TX RA APPROVED_RES 2025-07-07
  • IN RA
    APPROVED
    Since 2025-08-18
  • IL RA
    APPROVED
    Since 2025-07-18
  • TX RA
    APPROVED_RES
    Since 2025-07-07

Branch Locations

2611 Chicago St Unit A, Valparaiso, IN 46383 • United States

617 Rollingwood Dr, Shorewood, IL 60404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Joliet IL 05/2009 10/2022
Commonwealth Financial Network Waltham MA 10/2022 07/2025
Brightway Wealth Management, Llc Sherwood IL 09/2019 07/2025
Kestra Investment Services, Llc Shorewood IL 07/2025 Present
Kestra Advisory Services, Llc Shorewood IL 07/2025 Present
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BRIGHTWAY WEALTH MANAGEMENT POSITION: Owner/ President NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2025 ADDRESS: 617 Rollingwood Dr, Shorewood IL 60404, United States DESCRIPTION: financial planning, investments, savings and longterm goals. Insurance analysis and succession planning. Name: CLAD AND CORDON VINEYARD POSITION: owner NATURE: winery INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/02/2024 ADDRESS: 755 Parker City Rd, Creal Springs IL 62922, United States DESCRIPTION: oversee the direction of the business Name: RFA PROPERTIES POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2019 ADDRESS: 25101 old oak lane, shorewood IL 60404, United States DESCRIPTION: give recommendations of new properties. Help maintain the properties Name: WHIPPOORWILL VALLEY FARMS POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2018 ADDRESS: 850 Whippoorwill Valley Lane, Simpson IL 62985, United States DESCRIPTION: mowing, pruning, maintaining properties Name: CLAD RENTALS POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 25101 old oak lane, shorewood IL 60404, United States DESCRIPTION: property selection, maintenance when needed. Name: CLAD RENTALS POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 1090 Old Rte 146 Loop, Vienna IL 62995, United States DESCRIPTION: Really none. We have an outside property management company that handles all cleaning and booking and maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
S63 Uniform Securities Agent State Law Examination 1998-12-31
  • S66 Uniform Combined State Law Examination
    2007-01-24
  • S63 Uniform Securities Agent State Law Examination
    1998-12-31

View on SEC IAPD

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