Sean William Kelton

Current Employers

Employment History

• 08/2017 → 09/2019
  Northwestern Mutual
  Latham, NY
• 07/2014 → 08/2017
  Ge Heathcare
  Milwuakee, WI
• 09/2019 → Present
  Raymond James Financial Services, Inc.
  Latham, NY
• 09/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Latham, NY

Previous Registrations

• 2018-02-21 → 2019-09-27
  Northwestern Mutual Investment Services, Llc
  Albany, NY
  Latham, NY

Other Businesses

(1)Name of Business: KAFL Address: 11 Sunset Dr, Latham, NY, 12110, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/14/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: KAFL will serve as a brokers for helping clients place insurance. We will use them for Non-Variable insurance products for submitting applications, underwriting review and ongoing policy maintenance. (2)Name of Business: KFG Tax Service, LLC Address: 11 Sunset Dr, Latham, NY, 12110, United States Activity Type: Tax Preparation Position/Title: Partner Investment Related: No Start Date: 07/31/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member in a tax practice we are starting with a separate entrance, signage and offices in our building. (3)Name of Business: RRS LP Address: P.O. Box 274, Fair Haven, VT, 05735, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/07/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Limited Partner (4)Name of Business: RRSK, Inc. Address: 11 Sunset Dr, Latham, NY, 12110, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Shareholder (5)Name of Business: The Kelton Financial Group Address: 11 Sunset Dr, Latham, NY, 12110-2103, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: The run a DBA for our business through Raymond James, the Kelton Financial Group. I am a part owner in the business.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-16

Designations

Other Names

• Sean W Kelton
• Sean Kelton