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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2020-09-29 |
| NJ | RA | APPROVED | 2019-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Latham | NY | 08/2015 | 09/2019 |
| Raymond James Financial Services, Inc. | Latham | NY | 09/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Latham | NY | 09/2019 | Present |
| The Kelton Financial Group | Latham | NY | 01/2019 | Present |
| Rrsk, Inc. | Latham | NY | 01/2020 | Present |
(1)Name of Business: KAFL Address: 11 Sunset Dr, Latham, NY, 12110, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: KAFL will serve as a broker for helping clients place insurance with outside companies. We will use them for Non-Variable insurance products for submitting applications, underwriting review and ongoing maintenance. (2)Name of Business: KFG Tax Services, LLC Address: 11 Sunset Dr, Latham, NY, 12065, United States Activity Type: Accounting/CPA Position/Title: Other Investment Related: No Start Date: 07/31/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member in a tax practice we are starting with a separate entrance, signage and offices in our building. (3)Name of Business: RRS LP Address: PO Box 274, Fair Haven, VT, 05735, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 06/07/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Limited Partner (4)Name of Business: RRSK, Inc. Address: 11 Sunset Dr, Latham, NY, 12110, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Shareholder (5)Name of Business: RRSL, LLC Address: 34 Archer Drive, Clifton Park, NY, 12065, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the property. (6)Name of Business: The Kelton Financial Group Address: 11 Sunset Dr, Latham, NY, 12110-2103, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: We run a DBA for our business through RJ, The Kelton Financial Group. I am a part owner in the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-08 |
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