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Joan L Knight

Osaic Wealth, Inc.

Scottsdale, AZ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-22
  • CA RA
    APPROVED
    Since 2019-05-22

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corp Scottsdale AZ 08/2005 10/2018
Sage Point Financial Phoenix AZ 10/2018 Present
  • 08/2005 → 10/2018
    Lincoln Financial Advisors Corp
    Scottsdale, AZ
  • 10/2018 → Present
    Sage Point Financial
    Phoenix, AZ
Previous Registrations
  • 2019-05-22 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2019-05-22 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
  • 2018-12-26 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2005-09-28 → 2018-10-05
    Osaic Fa, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    Scottsdale, AZ
  • 2005-02-24 → 2005-08-22
    Nrp Financial, Inc.
    Bryan, OH
  • 2002-12-11 → 2005-02-24
    Osaic Fa, Inc.
    Fort Wayne, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-10
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S65 Uniform Investment Adviser Law Examination
    2002-12-10
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12
Other Names
  • Joan L Bowers
  • Joan L Yoquelet

View on SEC IAPD

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IRONWOOD WEALTH ADVISORS, LLC
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR
CETERA INVESTMENT ADVISERS LLC
FAITH INVESTOR SERVICES
MERIDIAN WEALTH MANAGEMENT, LLC

Other Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN
MARC ALAN NORMANN
Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

More in Scottsdale, AZ

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