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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-25 |
| CT | RA | APPROVED | 2009-12-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Newton | MA | 10/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newton | MA | 10/2009 | Present |
I*2577292, Entity Type Entity For Profit, Name of OBA: GMR Northern California LLC -Board Address:LivermoreCalifornia94550 Investment Related: No Position, Title, Association:Other Employee Start Date: 08/01/2025No Hours: 20 yearly No Hours during trading:0 Duties:Mattress Recycling, Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-15 |
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