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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-27 |
Branch Locations
100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Minneapolis | MN | 12/2024 | Present |
| Mml Investors Services, Llc | Minneapolis | MN | 05/2024 | Present |
| Unemployed | Saint Paul | MN | 02/2021 | 05/2024 |
| Creatively Focused | Mendota Heights | MN | 09/2019 | 03/2021 |
| Gem Lake City Council | Gem Lake | MN | 01/2012 | 01/2020 |
(1)Name: Roth IRA Investment Wilder Companies LLC Inv rel: Y Add: 9 Daniel Farms Road, Gem Lake MN 55100 Nature: Owner of LLC used for Retail Sales Position: Owner Start date: 01/01/2020 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Business was used to sell clothing. (2)Name: Great Lakes Winterfell LLC Inv rel: Y Add: 9 Daniel Farms Road, Gem Lake MN 55100 Nature: Owner of LLC for self-directed IRA purposes Position: Owner Start date: 01/01/2020 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: LLC is required for a self-directed IRA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-23 |
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