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3 Twin Dolphin Drive Suite 210, Redwood City, CA 94065 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-01 |
| CA | RA | APPROVED | 2020-06-29 |
Branch Locations
3 Twin Dolphin Drive Suite 210, Redwood City, CA 94065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Menlo Park | CA | 05/2012 | 07/2020 |
| Redwood Park Advisors, Llc | Redwood City | CA | 06/2020 | Present |
1. 07/26/2012: OTHER-MONEY BASICS SEMINARS / I WILL BE TEACHING HIGH SCHOOL KIDS THE BASIC FUNDAMENTALS ABOUT MONEY MANAGEMENT / TIME SPENT 10%. 2. Insurance Producer; Investment-related; 3 Twin Dolphin Drive, Suite 210 Redwood City, CA 94065; Insurance product sales; insurance agent; 07/31/2010; 10 hrs per month; 5 hrs per month during trading; receive customary commissions for insurance products sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-17 |
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