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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CO RA APPROVED 2020-07-31
NJ RA APPROVED 2016-02-10
  • NY RA
    APPROVED
    Since 2021-06-16
  • CO RA
    APPROVED
    Since 2020-07-31
  • NJ RA
    APPROVED
    Since 2016-02-10

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Snowmass Village, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwood Village CO 02/2016 Present
Morgan Stanley Private Bank, National Association New York NY 03/2016 Present
  • 02/2016 → Present
    Greenwood Village, CO
  • 03/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-05-29 → 2016-03-02
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
  • 2007-05-29 → 2008-07-31
    New York, NY
  • 2007-03-26 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Other Businesses

*343737- Team Black LLC; Investment related: Yes; Aspen, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2018; During business hours: 0; After business hours: 0; Owner and member of the LLC 2. *424817 - 20 Pine 2501 LLC; Investment related -Yes; New York, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 0; owner and member of the LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-11
S63 Uniform Securities Agent State Law Examination 2004-11-01
  • S65 Uniform Investment Adviser Law Examination
    2007-01-11
  • S63 Uniform Securities Agent State Law Examination
    2004-11-01

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