Christopher James-Frederick Crotts

Current Employers

Employment History

• 04/2004 → 04/2018
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2004 → 04/2018
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2011 → Present
  Crotts Lohrey & Associates, Pllc
  Oklahoma City, OK
• 04/2018 → 11/2023
  Fsc Securities Corporation
  Oklahoma City, OK
• 11/2023 → Present
  Osaic Wealth, Inc.
  Oklahoma City, OK

Previous Registrations

• 2018-04-11 → 2023-11-03
  Fsc Securities Corporation
  Oklahoma City, OK
• 2004-10-18 → 2018-04-04
  Cetera Investment Advisers Llc
  Oklahoma City, OK
  Oklahoma City, OK
  Tulsa, OK

Other Businesses

1. NELEH PARTNERSHIP; NOT INV REL; EDMOND, OK; RETAIL PACKAGE STORE; 1% PARTNER; ACCOUNTING REVIEW; START DATE 11/2009; 4 HRS/MTH: 2. CB, LLC DBA TOPHER REAL ESTATE AND MANAGEMENT, NON-INVESTMENT RELATED, 301 NW 61ST ST., OKLAHOMA CITY, OK, PROPERTY MANAGEMENT AND SALES, START DATE 2/2013, 5 HRS/MONTH, PARTNER OF SINGLE MEMBER LLC AND RESPONSIBLE FOR DAILY OPERATIONS OF PROPERTY MANAGEMENT: 3. CAPITAL ASSET MANAGEMENT, INC. POSITION: Weath Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/08/2018 ADDRESS: 301 NW 61st, oklahoma city OK 73118, United States DESCRIPTION: Updates consisting of: Client Reviews, Risk tolerance, Holdings, Allocations, Continuing Education,New Regulations, Compliance, Responsibilities. keeping up to date with the latest financial opportunities and FSC updates. 4. CROTTS LOHREY & ASSOCIATES, PLLC POSITION: Managing Member NATURE: PLLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 07/01/2007 ADDRESS: 301 NW 61st, OKC OK 73118, United States DESCRIPTION: Accounting and Tax Practice 5. TOPHER REAL ESTATE SALES AND MGMT POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/07/2013 ADDRESS: 301 NW 61st, OKC OK 73118, United States DESCRIPTION: Financial mgmt 6. STTORC PROPERTIES/DK/LOCRO/COAD/NANAS/TS OK LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/23/2004 ADDRESS: 301 NW 61st, OKC OK 73118, United States DESCRIPTION: Financial Mgt of Real estate holdings 7. CROTTS FINANCIAL GROUP, LLC POSITION: Owner NATURE: Receive fees and commissions for financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/18/2012 ADDRESS: 301 Northwest 61st Street, Oklahoma City OK 73118, United States DESCRIPTION: advise clients

Exams

• S66 Uniform Combined State Law Examination
  2004-06-09

Other Names

• Chris Crotts
• Chris James-Frederick Crotts