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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-06 |
| AL | RA | APPROVED | 2006-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 05/2006 | Present |
| Bank Of America, N.A. | Huntsville | AL | 12/2009 | Present |
I*43930 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME: CARDWELL HOLDING COMPANY, LLC INVESTMENT RELATED: YES ADDRESS OF BUSINESS: HUNTSVILLE, ALABAMA 35801 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/15/2011 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WISH TO BUY COMMERCIAL PROPERTY CURRENTLY OCCUPIED BY A TENANT WHO WILL PAY RENT. I WILL USE A PROPERTY MANAGEMENT COMPANY TO MANAGE THE PROPERTY AND COLLECTION OF RENT. I*: 2819282 Entity Type: For Profit Name of OBA: Dug Hill Motorcycles & Outdoor Shenanigans Address: Brownsboro, AL 35741 Investment Related: No Position, Title, Association: Owner Employee Start Date: 9/30/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Provide camping at campground
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-18 |
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