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Brogan D Baxter

Four Quadrant Wealth Advisors, Inc.

Carmel, IN

Indianapolis, IN

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Current Employers
Four Quadrant Wealth Advisors, Inc.

11939 N Meridian St Ste 225, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-14
IN RA APPROVED 2004-04-30
  • TX RA
    APPROVED
    Since 2015-04-14
  • IN RA
    APPROVED
    Since 2004-04-30

Branch Locations

11939 N Meridian St Ste 225, Carmel, IN 46032 • United States

9645 Counselors Row, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Quadrant Wealth Advisors, Inc. Carmel IN 04/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-29
  • S65 Uniform Investment Adviser Law Examination
    2004-04-29
Other Names
  • Brogan D Baxter

View on SEC IAPD

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VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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