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Sharon Yu

Wells Fargo Clearing Services, LLC

Irvine, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-24
CA RA APPROVED 2018-06-04
  • TX RA
    APPROVED_RES
    Since 2023-10-24
  • CA RA
    APPROVED
    Since 2018-06-04

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

14211 Jeffrey Rd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Irvine CA 08/2016 06/2018
Wells Fargo Clearings Services, Llc Mission Viejo CA 06/2018 Present
  • 08/2016 → 06/2018
    Hsbc Bank Usa, N.A.
    Irvine, CA
  • 06/2018 → Present
    Wells Fargo Clearings Services, Llc
    Mission Viejo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2008-04-17
Other Names
  • Chiahua Yu

View on SEC IAPD

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