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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-27 |
| CO | RA | APPROVED | 2017-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets, Inc. | Denver | CO | 03/2008 | 02/2017 |
| Morgan Stanley Smith Barney | Englewood | CO | 06/2009 | 02/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2017 |
| Raymond James Financial Services,Inc | Greenwood Village | CO | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Greenwood Village | CO | 03/2017 | Present |
| Aspen Wealth Strategies | Greenwood Village | CO | 02/2017 | 10/2019 |
| Tmg, Llc | Greenwood Village | CO | 02/2017 | Present |
(1)Name of Business: No Name Address: 15656 E. Prentice Ln, Centennial , CO, 80015, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a rental property in Aurora, CO. (2)Name of Business: TMG LLC Address: 8400 E. Prentice Ave Suite 655, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/28/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of this entity. (3)Name of Business: Wayfinder Financial Services Address: 8400 E Prentice Ave, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-08 |
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