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Adam Daniel Stempel

Ariadne Wealth Management, LP

Santa Barbara, CA

CRD 4787837

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Employer firm

Ariadne Wealth Management, LP CRD 170999

$627M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ariadne Wealth Management, Lp

1255 Coast Village Road Suite 201A, Santa Barbara, CA 93108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-12-09
  • CA RA
    APPROVED
    Since 2014-12-09

Branch Locations

1255 Coast Village Road Suite 201A, Santa Barbara, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ariadne Wealth Management, Llc Santa Barbara CA 11/2014 Present
  • 11/2014 → Present
    Ariadne Wealth Management, Llc
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-03
  • S65 Uniform Investment Adviser Law Examination
    2004-06-03
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

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CLAYTON ROBERT GIBSON

Nearby Offices

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CERITY PARTNERS LLC · SANTA BARBARA, CA
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