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Adam Daniel Stempel

Ariadne Wealth Management, LP

Santa Barbara, CA

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Current Employers
Ariadne Wealth Management, Lp

1255 Coast Village Road Suite 201A, Santa Barbara, CA 93108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-12-09
  • CA RA
    APPROVED
    Since 2014-12-09

Branch Locations

1255 Coast Village Road Suite 201A, Santa Barbara, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ariadne Wealth Management, Llc Santa Barbara CA 11/2014 Present
  • 11/2014 → Present
    Ariadne Wealth Management, Llc
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-03
  • S65 Uniform Investment Adviser Law Examination
    2004-06-03
Designations

View on SEC IAPD

Other Firms

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J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

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CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

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