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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-01-07
  • GA RA
    APPROVED
    Since 2015-01-07

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

1337 Canton Rd Suite A, Marietta, GA 30066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc. Marietta GA 10/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 10/2014 → Present
    Kovack Securities Inc.
    Marietta, GA
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2008-01-08 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Marietta, GA
Other Businesses

1) DBA: THE OAK TREE GROUP - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; SECURITIES DBA; INVESTMENT RELATED; FINANCIAL ADVISOR; 10% OF TIME SPENT 2) CHARIS CIRCLE NON-PROFIT ORGANIZATION, NON-INVESTMENT RELATED.184 S. CANDLER ST, DECATUR, GA 30030; APPROXIMATELY 10 HOURS MONTH AND 0 HOURS DURING TRADING HOURS, TREASURER, NO COMPENSATION, SINCE 2012. 3) OAK TREE GROUP FIXED INSURANCE - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; FIXED INSURANCE; AGENT; SELLING AND SERVICING FIXED INSURANCE; <5% OF TIME SPENT 4) MUSICIAN; NON-INVESTMENT RELATED; 420 CHAFFIN ROAD, ROSWELL, GA 30075, LIVE PERFORMANCES AND STUDIO WORK, POTENTIAL TO SELL SONGS AND EARN SONGWRITING/PUBLISHING ROYALTIES; 0 HOURS SPENT DURING BUSINESS HOURS 5) COLEMAN RAPIER, LLC - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; INVESTMENT RELATED; LLC SOLE PROPRIETORSHIP FOR TAX PURPOSES; REGISTERED AGENT & ORGANIZER; LESS THAN 1% OF TIME SPENT. 6) EXECUTOR OF COUSIN'S ESTATE - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; NON-INVESTMENT RELATED; START DATE JULY 16, 2024; IN THE EVENT OF HIS DEALTH REP WILL SELL THE HOME AND BELONGING; EXECUTOR; LESS THAN 1% OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-06
  • S66 Uniform Combined State Law Examination
    2006-07-06
Other Names
  • Ellen Ann Coleman
  • Ellen Ann Rapier
  • Ellen Coleman Rapier
  • Ellen Ann Coleman Rapier

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