Ellen Coleman Rapier

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Kovack Securities Inc.
  Marietta, GA
• 01/2015 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2008-01-08 → 2014-12-31
  Resource Horizons Investment Advisory, Inc.
  Marietta, GA

Other Businesses

1) DBA: THE OAK TREE GROUP - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; SECURITIES DBA; INVESTMENT RELATED; FINANCIAL ADVISOR; 10% OF TIME SPENT 2) CHARIS CIRCLE NON-PROFIT ORGANIZATION, NON-INVESTMENT RELATED.184 S. CANDLER ST, DECATUR, GA 30030; APPROXIMATELY 10 HOURS MONTH AND 0 HOURS DURING TRADING HOURS, TREASURER, NO COMPENSATION, SINCE 2012. 3) OAK TREE GROUP FIXED INSURANCE - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; FIXED INSURANCE; AGENT; SELLING AND SERVICING FIXED INSURANCE; <5% OF TIME SPENT 4) MUSICIAN; NON-INVESTMENT RELATED; 420 CHAFFIN ROAD, ROSWELL, GA 30075, LIVE PERFORMANCES AND STUDIO WORK, POTENTIAL TO SELL SONGS AND EARN SONGWRITING/PUBLISHING ROYALTIES; 0 HOURS SPENT DURING BUSINESS HOURS 5) COLEMAN RAPIER, LLC - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; INVESTMENT RELATED; LLC SOLE PROPRIETORSHIP FOR TAX PURPOSES; REGISTERED AGENT & ORGANIZER; LESS THAN 1% OF TIME SPENT. 6) EXECUTOR OF COUSIN'S ESTATE - 1337 CANTON RD, SUITE A, MARIETTA, GA 30066; NON-INVESTMENT RELATED; START DATE JULY 16, 2024; IN THE EVENT OF HIS DEALTH REP WILL SELL THE HOME AND BELONGING; EXECUTOR; LESS THAN 1% OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-06

Other Names

• Ellen Ann Coleman
• Ellen Ann Rapier
• Ellen Coleman Rapier
• Ellen Ann Coleman Rapier