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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-07-14 |
Branch Locations
2150 Town Square Place Suite 310, Sugar Land, TX 77479-1278 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Kerrville | TX | 03/2008 | Present |
1) GIBSON DEPARTMENT STORE; 111 W MAIN STREET, KERRVILLE, TEXAS 78028; DEPARTMENT STORE; PROJECTED START DATE: 12/01/13, NO PROJECTED END DATE; OWNER-PASSIVE; DUTIES: PASSIVE OWNER ONLY; ZERO HOURS WILL BE DEVOTED TO THIS ACTIVITY PER MONTH; ZERO HOURS WILL BE DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS. 2) NAME OF ENTITY: James Wilks & Roland R Kemp Trust ADDRESS: PO Box 110 Sweetwater TX 79556 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate Holding of Properties CAPACITY: Owner - Passive START DATE: 07/08/20 DUTIES: None; passive lease payments HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Hodge, Wilks & Kemp ADDRESS: PO Box 110 Kerrville TX 78029 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate Holding of Properties CAPACITY: Owner - Passive START DATE: 07/08/20 DUTIES: None; passive income HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-27 |
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