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1934 Market Street, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-09 |
| CO | RA | APPROVED | 2017-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Boulder | CO | 08/2010 | 05/2017 |
| Raymond James Financial Services Advisors Inc. | Boulder | CO | 04/2014 | 05/2017 |
| Higgins & Schmidt Wealth Strategies Llc | Denver | CO | 08/2010 | Present |
| Lpl Financial, Llc | Denver | CO | 05/2017 | Present |
1.8/19/2010- Investment Related Insurance Agent- 3 hours per month 2.5/11/2021- 1936 Market St. Capital Group- Real-Estate Holding Company- 1 hour per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-21 |
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