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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-13
  • MA RA
    APPROVED
    Since 2019-11-13

Branch Locations

Framingham, MA • United States

275 Wyman Street, Ste. 400, Waltham, MA 02451 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Braintree MA 09/2014 05/2019
Commonwealth Financial Network Waltham MA 10/2019 Present
Umemployed Chelsea MA 06/2019 10/2019
  • 09/2014 → 05/2019
    Voya Financial Advisors
    Braintree, MA
  • 10/2019 → Present
    Waltham, MA
  • 06/2019 → 10/2019
    Umemployed
    Chelsea, MA
Previous Registrations
Other Businesses

Owner of rental property located in Chelsea, MA, as of 09/30/2009; 0% time spent during business hours; Not cconducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-11
S63 Uniform Securities Agent State Law Examination 2004-05-21
  • S66 Uniform Combined State Law Examination
    2005-10-11
  • S63 Uniform Securities Agent State Law Examination
    2004-05-21
Other Names
  • Zena Chase
  • Zena Nailah Chase

View on SEC IAPD

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