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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 06/2016 | 11/2016 |
| E*Trade Securities Llc | Sandy | UT | 11/2016 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2018 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 07/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 07/2023 |
| Self Employed | Sandy | UT | 08/2023 | 03/2024 |
| Ima Advisory Services, Inc | Wichita | KS | 04/2024 | 06/2025 |
| American Savings Bank | Honolulu | HI | 06/2025 | 07/2026 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2025 | 07/2026 |
| Cetera Investment Advisers Llc | Honolulu | HI | 06/2025 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-12 |
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