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Stephen Eugene House

Family Wms, LLC

Memphis, TN

Athens, GA

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Current Employers
Family Wms, Llc

490 N. Milledge Ave, Athens, GA 30601 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-11-27
TX RA APPROVED 2012-11-21
  • TN RA
    APPROVED
    Since 2012-11-27
  • TX RA
    APPROVED
    Since 2012-11-21

Branch Locations

8275 Tournament Drive Suite 155, Memphis, TN 38125 • United States

490 N. Milledge Ave, Athens, GA 30601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Wms, Llc Atlanta GA 01/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-20
  • S65 Uniform Investment Adviser Law Examination
    2012-11-20
Other Names
  • Stephen E. House

View on SEC IAPD

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