Richard Alan Skelton

Current Employers

Employment History

• 06/2004 → 01/2024
  Woodbury Financial Services
  Seal Beach, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Seal Beach, CA

Previous Registrations

• 2010-01-13 → 2024-01-19
  Woodbury Financial Services, Inc.
  Seal Beach, CA
  Seal Beach, CA

Other Businesses

1)RICHARD A SKELTON JR; NONINV RELATED; 3030 OLD RANCH PKWY #160 SEAL BEACH,CA 90740; RENTAL PROPERTIES; OWNER; 08/01/2006; 0HR/MON; 1HR/MON; RENTAL PROPERTY OWNER 2)SBST - SEAL BEACH SYNERGY TEAM POSITION: Partner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2016 ADDRESS: 3030, seal beach CA 90740 DESCRIPTION: SBST Partnership was created for the office lease only with the building when the lease renewed. It Replaced the SBSG partnership we previously had with the old lease. 3) GINRIC LLC POSITION: Owner NATURE: GINRIC LLC is set up with my Spouse for future investment purposes for tax and liability protections but has no investments or activity to report at this time. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2012; ADDRESS: 3030 old ranch parkway suite 160, 3030 old ranch parkway suite 160, 3030 old ranch parkway suite 160 CA 90740, United States; DESCRIPTION: No duties or activity at this time. 4) GINRIC LLC POSITION: NONE - LLC has Small Passive Ownership NATURE: GINRIC LLC is set up with my Spouse for future investment purposes. The only investment ownership of Ginric LLC currently held is a small passive ownership in a family owned Horse Riding Stables on Catalina Island for visitors owned by Brother. Company is called Catalina Horseback Adventures. No income derived at this time. No responsibilities during work hours required. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 3030 old ranch parkway suite 160, 3030 old ranch parkway suite 160, 3030 old ranch parkway suite 160 CA 90740, United States DESCRIPTION: No duties or activity at this time. Assist little Brother with Big Brother Support and Advice. Will periodically go visit the ranch and shovel horse manure, clean horses and stables. Might occasionally assist him on visitor guest rides. 5)SYNERGY WEALTH MANAGEMENT POSITION: Managing Director NATURE: LLC for using as a DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 03/27/2017 ADDRESS: 3030 Old Ranch Parkway Suite 160, seal beach CA 90740, United States DESCRIPTION: BUSINESS/ESTATE/ TAX PLANNING, FIRE AND CASUALTY, HEALTH AND LIFE INS, LTC INS; PROPERTY AND CASUALTY BUSINESS: AS WELL AS NON SECURITIES RELATED PLANNING, EDUCATION AND CONSULTING FOR MOSTLY RETIREES INCLUDING FOR MEDICARE, NURSING CARE, FINAL EXPENSE, BURIAL AND END OF LIFE PLANNING; LICENSED INSURANCE AGENT (P&C, LIFE, HEALTH)ONLY SERVICING (NON-APPROVED) EQUITY INDEXED ANNUITIES FOR CURRENT CLIENTS. 6) SYNERGY PLANNING GROUP POSITION: President of LLC NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2016 ADDRESS: 3030 Old Ranch Parkway Suite 160, seal beach CA 90740, United States DESCRIPTION: Owner of the LLC only. Synergy Planning Group is structured as an office name only to assists the multiple tennants that use the office space. Similiar to a doctors group it is for office name only. No income is generated to Synergy Planning Group. To show complete separation from my securities business and Synergy Wealth Managment.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30
• S63 Uniform Securities Agent State Law Examination
  2004-07-22

Other Names

• Richard Skelton