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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-08 |
| LA | RA | APPROVED | 2025-08-28 |
Branch Locations
1921 Kaliste Saloom Rd Ste 202A, Lafayette, LA 70508 • United States
4610 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | San Antonio | TX | 07/2016 | 06/2025 |
| Ameriprise Financial Services, Llc | Lafayette | LA | 06/2025 | Present |
| Ameriprise Financial Services, Inc. | San Antonio | TX | 11/2015 | 07/2016 |
Business Ownership; East Road LLC; Owner; Manage Ameriprise Business; 219 Harvest Creek Ln, , Lafayette, LA, 70508; Investment-Related; 08/31/2025; 60 hours per month; 60 during trading hours. Outside Employment; East Road LLC (1); Owner; Manage advisory business; 219 Harvest Creek Ln, , Lafayette, LA, 70508; Investment-Related; 08/31/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-27 |
| S66 | Uniform Combined State Law Examination | 2016-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-12 |
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