Anthony Richard Anguis

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-09-19
CA	RA	APPROVED	2012-01-06

TX RA
APPROVED_RES

Since 2012-09-19
CA RA
APPROVED

Since 2012-01-06

Branch Locations

5 Park Plz 19Th Fl [Support Center], Irvine, CA 92614 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Newport Beach	CA	01/2012	11/2016
Wells Fargo Clearing Services, Llc	Newport Beach	CA	11/2016	Present

01/2012 → 11/2016

Wells Fargo Advisors, Llc.

Newport Beach, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Previous Registrations

2010-11-16 → 2011-12-21

Bancwest Investment Services, Inc.

Foothill Ranch, CA

Mission Viejo, CA

Santa Ana, CA

San Clemente, CA
2009-11-05 → 2010-11-01

Chase Investment Services Corp.

Tustin, CA

Fullerton, CA

Anaheim, CA

Other Businesses

AMAZON.COM; NOT INV RELATED; SEATTLE, WA; ONLINE RETAILER; CUSTOMER SERVICE REP; START DATE 07/01/2025; 36 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-23
S63	Uniform Securities Agent State Law Examination	2001-12-26

S66 Uniform Combined State Law Examination

2009-10-23
S63 Uniform Securities Agent State Law Examination

2001-12-26

Other Names

Tony Anguis

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews