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Kathryn Lorraine Noel

Access Financial Services, Inc.

Minneapolis, MN

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Current Employers
Access Financial Services, Inc.

1650 West 82Nd Street Suite 850, Minneapolis, MN 55431 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1650 West 82Nd Street Suite 850, Minneapolis, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Minneapolis MN 03/2007 Present
Access Financial Services Inc. Minneapolis MN 11/2002 Present
Access Financial Services, Inc. Minneapolis MN 03/2008 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2007 Present
Previous Registrations
  • 2008-06-02 → 2015-02-04
    Fsc Securities Corporation
    Minneapolis, MN
Other Businesses

1) NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, AGENT, START DATE:06/2007, 80 HRS/MTH., 60 HRS. DURING ST HOURS, SELL FIXED LIFE, HEALTH INSURANCE 2) ACCESS FINANCIAL SERVICES - INDEPENDENT RIA, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, INVESTMENT ADVISOR REPRESENTATIVE, START DATE:05/2008, 100 HRS/MTH., 60 HRS. DURING ST HOURS, PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES 3) NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, INVESTMENT RELATED, SUITE 300 611 E. WISCONSIN AVE MILWAUKEE, WI 53202, REGISTERED REPRESENTATIVE, START DATE:02/28/2007, 20 HRS/MTH., 10 HRS. DURING ST HOURS, SELL AND SERVICE VARIABLE LIFE INSURANCE AND ANNUITIES 4) FSC CORPORATION RIA, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, STATUTORY AGENT, START DATE:2010, 0 HRS/MTH., 0 HRS. DURING ST HOURS, INVESTMENT ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-17
S63 Uniform Securities Agent State Law Examination 2007-04-18
  • S66 Uniform Combined State Law Examination
    2008-03-17
  • S63 Uniform Securities Agent State Law Examination
    2007-04-18
Designations
Other Names
  • Kathryn Lorraine Kairies
  • Kathryn Kairies
  • Kathryn Lorraine Kairies

View on SEC IAPD

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