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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-10 |
Branch Locations
9636 Cincinnati Columbus Rd, Cincinnati, OH 45241-1072 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Lavista | NE | 10/2010 | 04/2018 |
| United Advisors | Cincinnati | OH | 10/2010 | 05/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2018 | 02/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2018 | 02/2023 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 02/2023 | Present |
Business Ownership; Old Kinney Creek; Owner, operator, maintenance; Condo rental.; 1234A Louden St., , Cincinnati, OH, 45202; Not Investment-Related; 07/04/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-09 |
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