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Thomas D Farrell

Tiaa-Cref Individual & Institutional Services, LLC

Carmel, IN

Carmel, IN

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
IN RA APPROVED 2017-08-28
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • IN RA
    APPROVED
    Since 2017-08-28

Branch Locations

2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Carmel IN 08/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Carmel IN 08/2017 Present
Blue Horseshoe Solutions Carmel IN 04/2016 06/2017
Previous Registrations
  • 2013-11-18 → 2016-04-22
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
  • 2012-09-07 → 2013-11-15
    Purcell Advisory Services, Llc
    Tacoma, WA
  • 2007-01-24 → 2012-07-17
    Curian Capital, Llc
    Denver, CO
    Denver, CO
  • 2004-05-13 → 2005-05-05
    Waddell & Reed
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-12
  • S66 Uniform Combined State Law Examination
    2004-05-12
Other Names
  • Tom D. Farrell
  • Thomas Damian Farrell

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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