Christopher Carmen Auwarter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2019
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
• 01/2019 → 11/2025
  Raymond James Financial Services Inc.
  Saint Louis Park, MN
• 01/2019 → 11/2025
  Raymond James Financial Services Advsiors, Inc.
  Saint Louis Park, MN
• 01/2019 → 11/2025
  Bremer Bank
  Saint Louis Park, MN
• 11/2025 → Present
  Old National Wealth Advisors
  Saint Louis Park, MN
• 11/2025 → Present
  Old National Bank
  Saint Louis Park, MN
• 11/2025 → Present
  Lpl Financial, Llc
  Saint Louis Park, MN

Previous Registrations

• 2019-01-28 → 2025-11-07
  Raymond James Financial Services Advisors, Inc
  St. Louis Park, MN
  Farmington, MN
• 2014-03-13 → 2019-02-01
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Minneapolis, MN
  Bloomington, MN
  Wayzata, MN
  St. Louis, MO
• 2012-01-13 → 2014-03-10
  Morgan Stanley
  Minneapolis, MN
• 2011-01-03 → 2012-01-03
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Charlotte, NC
  Minneapolis, MN
• 2010-07-07 → 2011-01-03
  Wells Fargo Investments, Llc
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1.08/2025 - Old National Bank Employee Referral Program - Financial Institution Duty - Inv Related - 20 Hour(s)/Month - 1 Hour(s) During Trading - St Louis Park, MN 55426 - OBA Start Date: 11/07/2025 2. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - Inv Rel - At Reported Business Location (s) - Start Date : 08/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-02
• S63 Uniform Securities Agent State Law Examination
  2000-03-20

Other Names

• Christopher Carmon Auwarter
• Chris C Auwarter