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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-26
NC RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • NC RA
    APPROVED
    Since 2017-03-25

Branch Locations

3779 Vest Mill Road Suite A, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Greensboro NC 10/2005 03/2017
Mml Investors Services, Llc Winston Salem NC 03/2017 Present
Massmutual Life Insurance Co Winston Salem NC 07/2016 Present
  • 10/2005 → 03/2017
    Metlife Securities
    Greensboro, NC
  • 03/2017 → Present
    Winston Salem, NC
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Winston Salem, NC
Previous Registrations
  • 2008-03-14 → 2017-03-25
    Msi Financial Services, Inc.
    Winston-Salem, NC
    Winston Salem, NC
    Greensboro, NC
    Winston-Salem, NC
    Winston Salem, NC
Other Businesses

(1) NAME: SHANNON THOMPSON INV REL: Y ADDR: 3779 VEST MILL RD, STE A, WINSTON SALEM, NC 27103 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START: 10/21/2019 NO HRS/MO: 15 NO HRS/MO DUR TRADING: 0. (2) NAME: CMW7 PROPERTIES LLC INV REL: Y ADDR: 3779 VEST MILL RD, STE A, WINSTON SALEM, NC 27103 NATURE: PARTNER RENTAL REAL ESTATE POSITION: PARTNER RENTAL REAL ESTATE START: 6/2006 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (3) NAME: CREATIVE WEALTH MANAGEMENT GROUP, LLC INV REL: Y ADDR: 3779 VEST MILL ROAD, SUITE A, WINSTON SALEM, NC 27103 NATURE: FINANCIAL SERVICES POSITION: MEMBER START: 9/1/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (4) NAME: 10X VISION INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: S-CORP RECEIVED FEES AND COMMISSIONS TO PAY FOR BUSINESS EXPENSES POSITION: OWNER START DATE: 10/16/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: ENSURE PAYROLL IS MET AND BUSINESS EXPENESES ARE PAID.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-08
S63 Uniform Securities Agent State Law Examination 2005-10-28
  • S65 Uniform Investment Adviser Law Examination
    2008-03-08
  • S63 Uniform Securities Agent State Law Examination
    2005-10-28
Other Names
  • Shannon Thompson

View on SEC IAPD

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