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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-04-16
  • CT RA
    APPROVED
    Since 2014-04-16

Branch Locations

421 Troy Schenectady Rd, Latham, NY 12110 • United States

Oxford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services Inc Montpelier VT 04/2014 Present
True North Financial Solutions White Plains NY 04/2014 Present
  • 04/2014 → Present
    Montpelier, VT
  • 04/2014 → Present
    True North Financial Solutions
    White Plains, NY
Previous Registrations
Other Businesses

*ERIC D GOLDSTEIN, 413 WOODED LANE, SHELTON, CT 06484,INV REL,HEALTH INS,OWNER, 1/2002,5 HRS/MO,NOT DURING TRADE HRS*ERIC D GOLDSTEIN,1002 WHITE BIRCH, LN, OXFORD,CT,NOT INV REL,ONGOING,08/24/2018,CHAMBER OF COMMERCE NETWORK GROUP,BOARD MEMBER,NOT DURING TRD/HRS,0*ERIC D GOLDSTEIN,NOT INV REL,NOT DURING TRD/HRS,1 YEAR,11/20/2022,TRUSTEE,DISTRIBUTION OF LATE MOTHERS ESTATE,0%*ERIC GOLDSTEIN,1002 WHITE BIRCH LANE,OXFORD,CT,06478,INV REL,ONGOING,07/25/2023,INSURANCE,AGENT,DURING TRD/HRS,100%*THOROUGHBRED ADVISORS,1002 WHITE BIRCH LANE,OXFORD,CT,06478,INV REL,ONGOING,2/6/2024,INSURANCE, AGENT,DURING TRD/HRS,100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-03
  • S66 Uniform Combined State Law Examination
    2004-05-03
Other Names
  • Eric Goldstein

View on SEC IAPD

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