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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-10-23 |
Branch Locations
Three City Dr Suite 590, Creve Coeur, MO 63141 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Creve Coeur | MO | 09/2014 | 06/2018 |
| Rfg Advisory | Creve Coeur | MO | 10/2014 | Present |
| Private Client Services | Creve Coeur | MO | 06/2018 | Present |
1) 05/12/2016. AGENT OF RECORD ON NORTH AMERICAN COMPANY LIFE INSURANCE POLICIES ACQUIRED THROUGH THE BUYING OF A NON LPL ADVISOR'S PRACTICE. 1 HOUR/MO; 1 DURING TRADING HOURS. 2) 09/16/2014. BENE'-KELLY INSURANCE AGENCY. 11880 GRAVOIS RD, ST LOUIS, MO 63127. PROPERTY & CASUALTY INSURANCE. AGENT. 4 HOURS/MO; 0 DURING TRADING HOURS. 3) 11/26/2014. FOUR SEASONS FINANCIAL EDUCATIONS. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. DBA FOR RFG ADVISORY BUSINESS. IAR. 4 HOURS/MO; 2 DURING TRADING HOURS. 4) 10/20/2014. FOUR SEASONS WEALTH MANAGEMENT. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. DBA FOR PCS BUSINESS. REGISTERED REPRESENTATIVE. 160 HOURS/MO; 120 DURING TRADING HOURS. 5) 08/07/2015. GALLIA WEALTH MANAGEMENT. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. DBA FOR PCS BUSINESS. REGISTERED REPRESENTATIVE. 160 HOURS/MO; 120 DURING TRADING HOURS. 6) 08/01/2017. MARYVILLE UNIVERSITY, ST LOUIS, MO. TEACH COLLEGE LEVEL BUSINESS COURSES. ADJUNCT PROFESSOR. 30 HOURS/MO; 0 DURING TRADING HOURS. 7) 10/17/2014. RFG ADVISORY. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. ADVISORY ACTIVITY THROUGH RFG ADVISORY. IAR. 160 HOURS/MO; 120 DURING TRADING HOURS. 8) Gallia Family Farms, LLC; Not investment related; Agriculture and outdoor recreation leases through Gallia Family Farm, LLC; Owner;Negotiate and agricultural and outdoor activity leases; start date:04/01/2022;6 hours per month;0 hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-04 |
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