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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-06 |
Branch Locations
372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Atlanta | GA | 08/2013 | 09/2018 |
| Suntrust Bank | Lake Worth | FL | 07/2013 | 09/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 09/2018 |
| Truist Investment Services, Inc | Atlanta | GA | 09/2018 | 01/2023 |
| Truist Advisory Services, Inc | Atlanta | GA | 09/2018 | 01/2023 |
| Bmo Bank Na | West Palm Beach | FL | 01/2023 | 12/2025 |
| Lpl Financial | West Palm Beach | FL | 03/2023 | 12/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2026 | Present |
| Cetera Investment Advisers Llc | West Palm Beach | FL | 03/2026 | Present |
1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-16 |
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