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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-06
  • FL RA
    APPROVED
    Since 2026-04-06

Branch Locations

372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 08/2013 09/2018
Suntrust Bank Lake Worth FL 07/2013 09/2018
Suntrust Advisory Services Atlanta GA 09/2016 09/2018
Truist Investment Services, Inc Atlanta GA 09/2018 01/2023
Truist Advisory Services, Inc Atlanta GA 09/2018 01/2023
Bmo Bank Na West Palm Beach FL 01/2023 12/2025
Lpl Financial West Palm Beach FL 03/2023 12/2025
Cetera Investment Services Llc Saint Cloud MN 03/2026 Present
Cetera Investment Advisers Llc West Palm Beach FL 03/2026 Present
  • 08/2013 → 09/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 07/2013 → 09/2018
    Suntrust Bank
    Lake Worth, FL
  • 09/2016 → 09/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 09/2018 → 01/2023
    Truist Investment Services, Inc
    Atlanta, GA
  • 09/2018 → 01/2023
    Atlanta, GA
  • 01/2023 → 12/2025
    Bmo Bank Na
    West Palm Beach, FL
  • 03/2023 → 12/2025
    Lpl Financial
    West Palm Beach, FL
  • 03/2026 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2026 → Present
    West Palm Beach, FL
Previous Registrations
Other Businesses

1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-04
S63 Uniform Securities Agent State Law Examination 2013-10-16
  • S66 Uniform Combined State Law Examination
    2016-11-04
  • S63 Uniform Securities Agent State Law Examination
    2013-10-16
Other Names
  • Michael J Manuel

View on SEC IAPD

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