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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2015-08-18 |
Branch Locations
2687 44Th St Se, Kentwood, MI 49512 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
314 Howard St Unit #2, Petoskey, MI 49770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regulus Financial Group, Llc | Kentwood | MI | 08/2015 | Present |
| Regal Investment Advisors | Kentwood | MI | 08/2015 | Present |
Business Name: Northwind Labradors - Investment Related: No - Address: 10290 Wildwood Rd, Petoskey, MI - Nature of Business: Selling puppies - Title or Relationship: Spouse of owner (wife) - Start Date: 12/20/2015 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Assist wife with sale of puppies Business Name: Petoskey High School - Investment Related: No - Address: 1500 Hill St, Petoskey, MI 49770 - Nature of Business: High School Wrestling - Title or Relationship: Assistant Coach - Start Date: 12/15/2025 - Hours per month: 50 - Hours per month during trading hours: 10 - Duties: Run practice and coach at meets.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-13 |
| S66 | Uniform Combined State Law Examination | 2004-07-05 |
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