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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-02 |
| CA | RA | APPROVED | 2010-10-18 |
Branch Locations
8880 Rio San Diego Dr. Ste. 800, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 10/2010 | Present |
1. 06/30/2011 - DBA ONLY / KRIS IVERSON, INC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-14 |
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