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Kevin Ray Dean

Ameriprise Financial Services, LLC

The Woodlands, TX

Tomball, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-12
  • TX RA
    APPROVED
    Since 2022-08-12

Branch Locations

24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States

Tomball, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2013 08/2022
Bank Of America, N.A. Houston TX 08/2013 08/2022
Ameriprise Financial Services The Woodlands TX 08/2022 08/2022
Ameriprise Financial Services, Llc The Woodlands TX 03/2020 03/2020
Ameriprise Financial Services, Llc. The Woodlands TX 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-15
  • S66 Uniform Combined State Law Examination
    2004-05-15
Other Names
  • Kevin Dean

View on SEC IAPD

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Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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