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Brian T Anderson

Northwestern Mutual Investment Services, LLC

Cincinnati, OH

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-08-16
  • OH RA
    APPROVED
    Since 2018-08-16

Branch Locations

3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed West Chester OH 05/2018 06/2018
Lincoln Investment Fort Washington PA 07/2011 07/2018
Shawn Kelley Cincinnati OH 08/2018 Present
Northwestern Mutual Investment Services Llc Cincinnati OH 08/2018 Present
Previous Registrations
  • 2011-12-07 → 2018-05-04
    Lincoln Investment
    Cincinnati, OH
    Fort Washington, PA
    Jenkintown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-05
S63 Uniform Securities Agent State Law Examination 2004-06-30
  • S66 Uniform Combined State Law Examination
    2011-12-05
  • S63 Uniform Securities Agent State Law Examination
    2004-06-30
Other Names
  • Brian T Anderson
  • Brian Thomas Anderson
  • Brian T Anderson

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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