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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-17 |
| FL | RA | APPROVED | 2021-05-04 |
Branch Locations
222 Lakeview Ave, West Palm Beach, FL 33401 • United States
140 N County Rd Palm Beach Hnw Center, Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Palm Beach | FL | 05/2018 | 04/2021 |
| Jpmorgan Securities Llc | Palm Beach | FL | 05/2018 | 04/2021 |
| Loadsmart | New York | NY | 08/2015 | 11/2017 |
| Unemployed | New York | NY | 11/2017 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach | FL | 05/2021 | Present |
| Bank Of America, N.A. | Palm Beach | FL | 07/2021 | Present |
I*137937 For profit or not for profit: For-Profit Organization Name of outside business organization: Cochella Capital Investment related: N Address of business: Palm Beach, Florida 33480 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/23/2015 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: This is simply an LLC that I created to house some of my private investments, such as High Goal Spirits. It does not have a function. I*137936 For profit or not for profit: For-Profit Organization Name of outside business organization: VSD Property LLC Investment related: N Address of business: Palm Beach, Florida 33480 Nature of business: LLC, Position, title, association: , Start date of relationship: 2/10/2021 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Ancillary adhoc administrative tasks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-19 |
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