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Jeffrey K. Johnson

Ubs Financial Services Inc.

Denver, CO

Lincoln, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-20
IL RA APPROVED 2023-07-21
NC RA APPROVED 2023-07-21
MI RA APPROVED 2023-07-19
AR RA APPROVED 2023-07-18
FL RA APPROVED 2023-07-18
ID RA APPROVED 2023-07-18
MT RA APPROVED 2023-07-18
WA RA APPROVED 2023-07-18
CA RA APPROVED 2023-07-17
IN RA APPROVED 2023-07-17
KS RA APPROVED 2023-07-17
KY RA APPROVED 2023-07-17
MN RA APPROVED 2023-07-17
MO RA APPROVED 2023-07-17
SC RA APPROVED 2023-07-17
UT RA APPROVED 2023-07-17
WY RA APPROVED 2023-07-17
NE RA APPROVED 2008-12-10
  • CO RA
    APPROVED
    Since 2025-03-20
  • IL RA
    APPROVED
    Since 2023-07-21
  • NC RA
    APPROVED
    Since 2023-07-21
  • MI RA
    APPROVED
    Since 2023-07-19
  • AR RA
    APPROVED
    Since 2023-07-18
  • FL RA
    APPROVED
    Since 2023-07-18
  • ID RA
    APPROVED
    Since 2023-07-18
  • MT RA
    APPROVED
    Since 2023-07-18
  • WA RA
    APPROVED
    Since 2023-07-18
  • CA RA
    APPROVED
    Since 2023-07-17
  • IN RA
    APPROVED
    Since 2023-07-17
  • KS RA
    APPROVED
    Since 2023-07-17
  • KY RA
    APPROVED
    Since 2023-07-17
  • MN RA
    APPROVED
    Since 2023-07-17
  • MO RA
    APPROVED
    Since 2023-07-17
  • SC RA
    APPROVED
    Since 2023-07-17
  • UT RA
    APPROVED
    Since 2023-07-17
  • WY RA
    APPROVED
    Since 2023-07-17
  • NE RA
    APPROVED
    Since 2008-12-10

Branch Locations

4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lincoln NE 12/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-12-08
    Morgan Stanley & Co. Llc
    Lincoln, NE
  • 2004-05-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lincoln, NE
    Lincoln, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-22
  • S66 Uniform Combined State Law Examination
    2004-04-22
Other Names
  • Jeffrey Johnson

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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