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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-10
MD RA APPROVED 2007-01-04
  • TX RA
    APPROVED_RES
    Since 2009-08-10
  • MD RA
    APPROVED
    Since 2007-01-04

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Hunt Valley MD 01/2007 Present
Previous Registrations
  • 2006-02-21 → 2007-01-12
    Baltimore, MD
    New York, NY
    Baltimore, MD
  • 2005-03-29 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Other Businesses

Junior Achievement of Central Maryland / 10711 Red Run Blvd, Suite 110 Owings Mills,MD 21117 / Foundation/ Education / Teaching youths financial literacy / Advisor or advisory group member if advice given may influence an officer/board / / I am a memeber of the Associate Coucil, which is a Board "Light" duties to help with Bowl-A-Thon and JA-In-A-Day events / Start Date 12/10/2009 / Periodic Associate Council meetings that take place at either 8:30 am or 4 pm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-23
  • S66 Uniform Combined State Law Examination
    2005-03-23

View on SEC IAPD

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