Cynthia Anne Guertin-gileau

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-03-17
CT	RA	APPROVED	2009-10-23
NJ	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2010-03-17
CT RA
APPROVED

Since 2009-10-23
NJ RA
APPROVED

Since 2009-10-23

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

Lisbon, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Putnam	CT	10/2009	Present
Bank Of America,N.A.	Farmington	CT	06/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Putnam, CT
06/2011 → Present

Bank Of America,N.A.

Farmington, CT

Previous Registrations

2004-10-20 → 2009-10-23

Banc Of America Investment Services, Inc.

Chester, CT

Norwichtown, CT

Uncasville, CT

East Hampton, CT

Willimantic, CT

Dayville, CT

Moosup, CT

Danielson, CT

Norwich, CT

Putnam, CT

Putnam, CT
2002-09-17 → 2004-10-20

Quick & Reilly, Inc.

Putnam, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-16
S63	Uniform Securities Agent State Law Examination	2000-02-10

S65 Uniform Investment Adviser Law Examination

2002-09-16
S63 Uniform Securities Agent State Law Examination

2000-02-10

Other Names

Cynthia Anne Guertin

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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