Lisa A Holland

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-10-31
FL	RA	APPROVED	2011-12-19

MI RA
APPROVED

Since 2023-10-31
FL RA
APPROVED

Since 2011-12-19

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Royal Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Palm Beach	FL	12/2011	Present

12/2011 → Present

Ubs Financial Services Inc

Palm Beach, FL

Previous Registrations

2005-08-03 → 2011-12-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jupiter, FL

West Palm Beach, FL

West Palm Beach, FL

Other Businesses

BEACH BODY / FITNESS AND NUITRITION COACH / 400 CONTINENTAL BLVD, 4TH FLOOR EL SEGUNDO, CA 90245 / FITNESS AND NUITRITION COACH / START DATE 06/01/2012/ 2 HRS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-30

S66 Uniform Combined State Law Examination

2005-07-30

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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