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Ryan Thomas Jex

Rbc Capital Markets, LLC

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-04-11
  • MN RA
    APPROVED
    Since 2017-04-11

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Minneapolis MN 05/2016 04/2017
Thrivent Investment Management Inc Appleton WI 05/2016 04/2017
Rbc Capital Markets, Llc Minneapolis MN 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
S63 Uniform Securities Agent State Law Examination 2000-02-24
  • S66 Uniform Combined State Law Examination
    2016-12-15
  • S63 Uniform Securities Agent State Law Examination
    2000-02-24
Other Names
  • Ryan Thomas Jex

View on SEC IAPD

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