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10 East Yanonali Street Suite 109, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-04 |
| CA | RA | APPROVED | 2020-12-23 |
Branch Locations
10 East Yanonali Street Suite 109, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Wealth Services | San Diego | CA | 09/2014 | Present |
| Lucia Capital Management | San Diego | CA | 09/2014 | 09/2017 |
| 15 Equity, Llc | Santa Barbara | CA | 12/2020 | Present |
1.) MONTECITO VENTURE PARTNERS, LLC; INVESTMENT PARTNERSHIP; MEMBER.START DATE 10/2004
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-18 |
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