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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-07-01 |
| TX | RA | APPROVED | 2022-07-01 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 02/2020 | 07/2022 |
| Parchment Tutorials/The Potter's School | Highlands Ranch | CO | 08/2012 | 05/2020 |
| Belhaven University | Jackson | MS | 08/2018 | Present |
| Bank Of America, N.A. | Greenwood Village | CO | 05/2021 | 07/2022 |
| Ubs Financial Services Inc | Denver | CO | 06/2022 | Present |
I*130182 For profit or not for profit: Non-Profit Organization Name of outside business organization: Belhaven University Investment related: N Address of business: 1500 Peachtree St. Jackson, Mississippi 39202 Nature of business: Charitable Organization, Position, title, association: Part-Time, Start date of relationship: 8/1/2018 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Instructor of English, Dept of Adult and Online Studies NAME OF OTHER BUSINESS: Douglas County Libraries Foundation / INVESTMENT RELATED?: N/ ADDRESS:100 S. Wilcox St.,Castle Rock, CO/ NATURE OF THE BUSINESS: Raising funds and sponsoring events for Douglas County Libraries / POSITION:/ DUTIES: Networking with local business, individuals, and non-profits to raise awareness of library programs, supporting the foundation's fundraising efforts./ START DATE: 4/3/2023 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
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