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David Wayne Hopwood

Wells Fargo Advisors Financial Network, LLC

Denver, CO

St. Louis, MO

Wells Fargo Clearing Services, LLC

Denver, CO

Denver, CO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-30
  • CO RA
    APPROVED
    Since 2026-06-30

Branch Locations

1700 Lincoln St, Denver, CO 80203 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-02-11
TX RA APPROVED 2012-08-29
  • CO RA
    APPROVED
    Since 2014-02-11
  • TX RA
    APPROVED
    Since 2012-08-29

Branch Locations

Denver, CO • United States

1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Denver CO 02/2014 Present
Wells Fargo Advisors Financial Network Minneapolis MN 06/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-09
S63 Uniform Securities Agent State Law Examination 2006-12-05
  • S65 Uniform Investment Adviser Law Examination
    2012-07-09
  • S63 Uniform Securities Agent State Law Examination
    2006-12-05
Other Names
  • David Hopwood
  • David W Hopwood

View on SEC IAPD

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